VALUABLE INSIGHTS

Articles

Explore expert insights on optimizing data, streamlining compliance, and enhancing efficiency in financial services. Discover practical strategies to grow your business and improve client experiences.

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OUR GOAL IS TO PROVIDE

Adaptive Solutions for Data-Driven Financial Services

At Forms Logic™, we transform data, documentation, and compliance management for financial services. Our cloud-based platform streamlines everything from account opening to back-office operations, empowering firms to work smarter, faster, and with greater control—so you can focus on what truly matters: your clients.

Blog

February 13, 2025

Migrator: The Best Advisor Transition Software for RIAs and Broker-Dealers

RIA and Broker-Dealer transitions can be complex and time-consuming. Forms Logic’s Migrator software streamlines the advisor transition…

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Blog

February 6, 2025

The Key to a Smooth Advisor Transition: Accurate Client Data

Transitioning to a new firm is a pivotal moment for any financial advisor. While many factors contribute to a successful transition, one…

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Blog

October 5, 2024

Client Input: The Powerful Weapon that Makes Advisors Effective

One nightmare scenario for Broker-Dealers is a transaction that gets delayed because of paperwork. But it’s all too real a scenario when…

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Blog

September 30, 2024

Eliminate Advisor Frustration

We’ve seen it happen too many times. An advisor has a transaction to process, and time is of the essence. They pull together all the…

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Blog

August 10, 2024

How Do You Select the Right e-Sign Provider?

DocuSign is like Kleenex or Xerox in the e-sign world. It’s such a dominant brand that it sometimes gets confused with the entire industry.…

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Blog

July 15, 2024

Navigating Advisor Transitions: The Top 3 Challenges & Solution Facing Broker-Dealers

The advisor recruitment market is staying hot this year on the heels of an active year in 2022, according to the most recent Diamond…

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Blog

June 18, 2024

Taking Care of a Traumatized Broker-Dealer

One of the worst things we see in the financial services industry is failed technology implementations and deployments. Many Broker-Dealers…

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Blog

May 1, 2024

Eliminated NIGO: One of the Critical Missions of Forms Logic

One of the critical missions of Forms Logic is to reduce dramatically – and eliminate where possible – instances of NIGO (not in good…

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Blog

April 5, 2024

Implementation Woes… and the Nightmare of the Bizarro Gulligan Man

For the financial firm that wants to simplify its paperwork and shore up its back-office processes but wonders if the current platform…

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Blog

March 4, 2024

The Role of Paperwork in Financial Compliance: A Deep Dive into SEC Requirements

For financial institutions, navigating the intricate landscape of SEC regulations can feel like traversing a labyrinth of paperwork.…

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