Empower Your Advisors
Streamline Compliance, Simplify Operations.
At Forms Logic, we provide broker-dealers with a comprehensive platform to simplify forms management, centralize data, and enhance compliance.
Tailored Solutions for Broker-Dealers
At Forms Logic, our solutions are designed to reduce inefficiencies, ensure regulatory alignment, and provide seamless integration with your existing tools—so you can focus on supporting your advisors through quick and easy transitions, and driving your business forward.
Data Integration
With the variety of tools you use, our platform ensures seamless integration to eliminate data duplication and create a unified hub for your operations.
CUSTOMIZED SOLUTIONS
How Can Forms Logic Help You?
We offer solutions for all size firms. Choose the type of firm that represents you the best and explore how we can help support your team and growth!
New Firm
Starting fresh? Create operational efficiencies and expand your margins without growing your team.
Growing Firm
Scaling your business? We help growing firms optimize operations and handle increased demand seamlessly.
Acquiring Firm
Recruiting advisors or purchasing books of business? Streamline your onboarding process with a better system.
Enterprise Solutions
Outgrown your current system or ready to replace an internal build? We offer enterprise-grade solutions to meet your evolving needs.
Tailored Broker-Dealer Services For
Simplifying New Firm Operations
Forms Logic streamlines new firm operations with powerful tools that automate workflows, simplify account opening, enforce compliance, and enhance operational efficiency. By reducing repetitive tasks, ensuring regulatory adherence, and providing seamless integrations, we empower firms to operate smarter, faster, and more effectively.
Forms Logic simplifies complex transactions by automating workflows, ensuring compliance, accuracy, and efficiency. Our platform minimizes manual data entry, enhances oversight, and integrates seamlessly with e-signature tools to streamline approvals and document delivery.
- Automated Escalation Workflows: Ensures required approvals for multi-level transactions like 1035 exchanges, mandating supervisor signatures for compliance.
- Trackability & Auditing: Provides real-time visibility and detailed logs for easy tracking and audit readiness.
- Straight-Through Processing: Enables seamless document delivery with integrated e-signature capabilities for faster, more accurate transactions.
Forms Logic streamlines account opening by providing a single platform for all custodian and product options. Whether handling traditional or alternative transactions, managing bulk transitions, or processing individual accounts, our platform ensures an efficient and seamless experience with flexible signing options.
- All-in-One Platform: Manage multiple custodians and product types within a single, intuitive interface.
- Flexible Signing Options: Choose between print or e-sign capabilities to meet client preferences.
- Effortless Transitions: Streamline the onboarding process for both individual accounts and large-scale transitions.
Forms Logic embeds compliance directly into your workflows, ensuring every process meets regulatory standards. With built-in tracking, intelligent supervision, and document retention, our platform reduces the risk of non-compliance while enhancing defensibility and audit readiness.
- Built-In Licensing Checks: Automatically verifies licensing requirements to ensure regulatory compliance.
- Intelligent Supervision: Enforces mandatory review steps, tracks document interactions, and ensures all processes meet approval standards.
- Secure Document Retention: Safely stores all documentation to meet industry standards and provide defensibility for audits and inquiries.
Forms Logic enhances operational efficiency by reducing repetitive tasks and providing actionable insights. Our platform enables single data entry, integrates seamlessly with your systems, and ensures that processes are streamlined for accuracy and speed.
- Single Data Entry: Enter information once and populate it across all forms, saving time and minimizing errors.
- Robust Reporting: Gain valuable insights into your operations with comprehensive reporting capabilities to inform decision-making.
- Seamless Integrations: Connect with your commission systems, data repositories, and forms repositories to ensure smooth, delay-free processing.
- CRM Integration: Easily connect to your CRM tools to speed up account opening and ensure accuracy.
Simplify Account Opening & Operations with Navigator
Whether you’re a new firm or looking to enhance your efficiency, Navigator Lite is your “starter kit” for seamless operations—ready to deploy in less than 30 days.
Scalable solutions for
Growing & Expanding Firms
Improve your recruiting strategy and scale your firm with a great transition tool without incurring additional costs. Grow your business without having to spend significant money.
Forms Logic enhances your back-office operations, adding functionality to help you scale efficiently without increasing costs or staff.
- Scalable Support: Augments your existing operations to handle growth seamlessly.
- Streamlined Onboarding: Simplifies attracting and onboarding new advisors with powerful transition and workflow tools.
Forms Logic automates complex paperwork processes, reducing manual data entry and improving accuracy while ensuring compliance with industry standards.
- Trackability & Auditing: Provides real-time visibility and detailed logs for seamless oversight.
- Straight-Through Processing: Streamlines workflows for faster, more efficient execution.
- E-Sign Integration: Facilitates secure and effortless document delivery.
Forms Logic simplifies account opening by supporting multiple custodians and product options within a single platform, offering flexibility and efficiency for any transaction.
- Flexible Transactions: Handles traditional and alternative account types with ease.
- Adaptable Signing Options: Choose between print or e-sign capabilities to meet client needs.
- Seamless Transitions: Streamlines onboarding for both individual accounts and large-scale transitions.
Forms Logic ensures compliance with built-in licensing checks, intelligent supervision, and secure document retention, keeping your firm aligned with regulatory requirements.
- Built-In Licensing Checks: Automatically verifies compliance with licensing standards.
- Intelligent Supervision: Enforces mandatory review steps and ensures regulatory adherence.
- Secure Document Retention: Safely stores documentation to meet industry preservation standards.
Forms Logic boosts operational efficiency with single data entry and powerful reporting tools, saving time, reducing errors, and driving smarter decision-making.
- Single Data Entry: Eliminates repetitive inputs across forms, streamlining processes.
- Robust Reporting: Delivers actionable insights to improve operations and decision-making.
- Enhanced Efficiency: Empowers broker-dealer firms to work smarter while providing better client service.
Simplify Account Opening & Operations with Navigator
Whether you’re a new firm or looking to enhance your efficiency, Navigator Lite is your “starter kit” for seamless operations—ready to deploy in less than 30 days.
Recruiting & Expanding Solutions for
Acquiring Firms
Whether you're actively buying books of business or recruiting new advisors, or Migrator solution can help you make a great first impression with new advisors.
Forms Logic helps firms streamline acquisitions and expansions by providing oversight, fostering trust, and integrating operations while maintaining autonomy for acquired firms.
- Simple Onboarding: Build trust with new advisors through seamless and efficient onboarding solutions.
- Integrated Back-Office: Create a unified back-office system that supports multiple recruited or acquired firms.
- Autonomy with Oversight: Allow acquired firms to remain independent while ensuring access to transaction oversight and compliance.
Forms Logic streamlines acquisitions and expansions with automated workflows that simplify complex processes, improve accuracy, and ensure compliance.
- Minimized Manual Entry: Reduces repetitive tasks and boosts operational accuracy.
- Trackability & Auditing: Provides full visibility and compliance with industry standards.
- Seamless Integration: Supports straight-through processing and e-signature platforms for efficient document delivery.
Forms Logic simplifies account opening for expanding and acquiring firms by providing a flexible, efficient platform to handle any transaction type with ease.
- Multi-Custodian Support: Manage multiple custodians and product options in a single interface.
- Flexible Signing Options: Choose between print or e-sign capabilities to meet diverse client needs.
- Effortless Onboarding: Streamlines transitions for both individual accounts and large-scale acquisitions.
Forms Logic ensures compliance for expanding and acquiring firms with built-in tracking, supervision, and secure documentation to meet regulatory standards.
- Licensing Checks: Automatically verifies licensing requirements for compliance.
- Intelligent Supervision: Enforces regulatory adherence with mandatory review steps.
- Secure Document Retention: Safeguards documentation to meet industry preservation and accessibility standards.
Forms Logic enhances operational efficiency for expanding and acquiring firms by streamlining data management and providing actionable insights across your entire organization.
- Data Trackability: Maintain visibility and control across back-office and branch offices nationwide.
- Single Data Entry: Eliminate repetitive inputs, saving time and minimizing errors.
- Robust Reporting: Gain valuable insights to inform decision-making and optimize operations.
Migrator for Recruiting
Our team will audit your recruiting / transition solutions, how you’re doing things, and recommend a customized Migrator solution for you
Navigator & Migrator Solution Suite
Control over data at every level of your complex hierarchy using our Navigator and Migrator suite of solutions.
Scalable solutions for
Enterprise Solutions
Improve your recruiting strategy and scale your firm with a great transition tool without incurring additional costs. Grow your business without having to spend significant money.
Forms Logic helps enterprise firms scale efficiently by enhancing back-office operations and simplifying advisor onboarding without increasing costs or staff.
- Enhanced Back-Office Support: Augments your current operations with added functionality.
- Effortless Scaling: Grow your operations seamlessly without hiring additional staff.
- Streamlined Onboarding: Attract and onboard new advisors with powerful transition and workflow tools.
Forms Logic empowers enterprise firms with automated workflows to simplify paperwork, improve accuracy, and ensure compliance across all operations.
- Minimized Manual Entry: Reduces repetitive tasks and enhances operational accuracy.
- Trackability & Auditing: Provides full visibility and detailed logs for seamless oversight.
- Straight-Through Processing: Integrates with e-signature platforms for efficient and secure document delivery.
Forms Logic simplifies account opening for enterprise firms by providing a flexible, efficient platform to handle diverse transactions with ease.
- Multi-Custodian Support: Manage multiple custodians and product types in one streamlined interface.
- Flexible Signing Options: Choose between print or e-sign capabilities to meet varied client needs.
- Effortless Scalability: Seamlessly transition large numbers of accounts or manage individual openings with efficiency.
Forms Logic equips enterprise firms with advanced compliance tools to ensure regulatory adherence and secure document management.
- Licensing Checks: Automatically verify licensing requirements to maintain compliance.
- Intelligent Supervision: Enforce mandatory review steps and ensure regulatory standards are met.
- Secure Document Retention: Safely store documentation to meet industry preservation and accessibility standards.
Forms Logic streamlines operations for enterprise firms by reducing redundancies and providing valuable insights to optimize performance.
- Single Data Entry: Eliminate repetitive inputs across multiple forms, saving time and reducing errors.
- Robust Reporting: Deliver actionable insights to inform business decisions and enhance operations.
- Enhanced Efficiency: Empower your team to focus on delivering better service while ensuring compliance.