The Role of Paperwork in Financial Compliance: A Deep Dive into SEC Requirements
For financial institutions, navigating the intricate landscape of SEC regulations can feel like traversing a labyrinth of paperwork. While it can be tedious, meticulous record-keeping and…
3 Ways Financial Services Firms Can Manage Complex Data
If there’s one thing every financial services firm can agree on, it’s this: Data is one of the most valuable assets any firm has if leveraged the right way—and one of the riskiest liabilities if…
Does Big Data Help With Client Relationships?
The phrase “big data” is everywhere. It’s a catchphrase adopted by almost every company looking to make their business more efficient. We all keep hearing about how it will…
WORM to WOMM - From Data Protection To Mass Data Mapping
Write Once Read Many, better known as WORM, is an old concept in data protection. But this old concept wasn’t enough to keep up with what Forms Logic was doing. The idea of WORM is simple: Once…
Why Are Financial Firms Still Paying High Prices For Cloud Storage?
Since its advent in the 1990s and widespread availability in the 2000s, Cloud-based data storage has become widely adopted. The amount of data we can access from our mobile phones, laptops, and PCs…
A Form is a Form is a Form
Data is everywhere in the financial services industry, but most firms struggle with collecting, storing, managing, protecting, and utilizing it. Whether it's client data, investment portfolio data,…
End Fat-Fingering... And Give Advisors Pre-Populated Forms
Financial advisors have every reason to hate what they call “fat-fingering.” Fat-fingering is the frustrating exercise of manually inputting all the information needed to complete a form. What is…
Data As A Platform? Wait, What?
Data is an incredibly powerful tool for making better decisions that impact everyone in the financial services value chain. Clients, Advisors, Broker/Dealers, RIAs, Custodians, Fin-techs, and others…